All jobs near Miami in the Regulatory sector
Found 1 job
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- Miami
- US$150000 - US$300000 per annum
- Posted 7 days ago
Chief Compliance Officer Responsibilities: Overseeing SEC registration for a new investment adviser focused on infrastructure, including filing Form ADV. Developing and implementing a compliance program with tailored policies and procedures. Fostering a strong culture of compliance across the fir...